• Conduct and oversee internal audits, including file reviews, supervisory audits, and follow-up actions.

• Manage the firm’s breach reporting processes, including investigation, resolution, and preventative measures.

• Support tender and client audit responses, focusing on compliance requirements.

• Act as a key point of contact for queries relating to AML, anti-bribery, sanctions, and high-risk jurisdictions.

• Contribute to the development of file opening and matter acceptance procedures, including electronic PEP and sanctions screening.

• Provide advisory support on SRA compliance, Codes of Conduct, client confidentiality, conflicts, and liability limitations.

• Serve as a deputy to the MLRO (Money Laundering Reporting Officer), supporting in financial crime-related obligations.

• UK-qualified solicitor with 5–8 years’ PQE and demonstrable experience in regulatory compliance within legal services.

• Deep understanding of AML regulations, SRA Code of Conduct, and broader professional obligations in legal practice.

• Ability to provide clear, confident advice to stakeholders at all levels.

• Commitment to upholding and improving standards in a fast-paced legal environment

If you’re looking for an opportunity to help shape a leading risk and compliance team with a leading UK law firm, we would love to hear from you!